AREAS OF LAW
RISK & COMPLIANCE
Anthos Advisory offers a range of legal and consulting services for financial services entities across all sizes. These services range from the below:
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AFS & ACL Licence application and variations
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AML/CTF Programs and independent reviews
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Risk and compliance frameworks, polices and procedures
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Corporate governance policies and frameworks
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Outsourced legal and compliance officer services
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Outsourced company secretarial services
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Reviews of PDS, FSGs, IMs and other disclosure documents
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FATCA & CRS compliance reviews
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RSE Licensing and compliance
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Short term legal, risk and compliance resourcing services
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APRA, ASIC, AUSTRAC engagements
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Breaches and incidence assessments
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Advisory on structure and establishment of financial products and managed investment schemes (wholesale and retail).
