top of page

AREAS OF LAW

RISK & COMPLIANCE

Anthos Advisory offers a range of legal and consulting services for financial services entities across all sizes. These services range from the below:
 

  1. AFS & ACL Licence application and variations

  2. AML/CTF Programs and independent reviews

  3. Risk and compliance frameworks, polices and procedures

  4. Corporate governance policies and frameworks

  5. Outsourced legal and compliance officer services

  6. Outsourced company secretarial services

  7. Reviews of PDS, FSGs, IMs and other disclosure documents

  8. FATCA & CRS compliance reviews

  9. RSE Licensing and compliance

  10. Short term legal, risk and compliance resourcing services

  11. APRA, ASIC, AUSTRAC engagements

  12. Breaches and incidence assessments

  13. Advisory on structure and establishment of financial products and managed investment schemes (wholesale and retail).

COLLABORATIVE

legal services

Our lawyers can provide onsite or online legal, governance, risk and compliance services to support your legal, risk and compliance teams. We are happy to work collaboratively with you on any project or overflow work to assist your team.

  • Facebook
  • Instagram
  • LinkedIn

Melbourne

Suite 688, 585 Little Collins Street,

Melbourne VIC 3000

Sydney
Level 13 Suite 1A, 465 Victoria Avenue, Chatswood NSW 2067

Adelaide
Level 1, 8 Beulah Road,
Norwood SA 5067​

© 2025 Anthos Advisory Pty Ltd ABN 37 629 184 096. All rights reserved

bottom of page